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Data List of NSE Clearing

As per SEBI Circular SEBI/HO/DEPA-II/DEPA-II_SRG/P/CIR/2024/178 dated December 20, 2024 on Policy for Sharing Data for the purpose of research/ analysis, the data pertaining to Clearing Corporations is divided into two baskets- first basket contains shareable data and second basket contains non-shareable data.

Accordingly, the researchers may refer to the following data list, which is uniform across Clearing Corporations and is also segregated market segment wise as the nature of data available varies across segments.

First Basket (Public and Shareable Data)[1]

1. Clearing and Settlement (Applicable segment-wise)

  • Settlement statistics 

  • List of Securities sent for Auction

  • Schedule of Client Level margin reporting

  • Approved list of commodities.

  • Daily Haircut for Approved Commodities.

  • Approved list of Clearing Banks.

  • Monthly Member Disablement Data.

  • List of approved securities (including list of securities, list of mutual funds, list of Gsec & T-bill, list of banks for issuance of BG and FDR).

  • Daily Haircut for approved securities and mutual funds.

  • Closing prices of Corporate Bonds

  • Commodity transaction tax (CTT) / Securities transaction tax (STT) applicability/ non-applicability commodity list.

  • Historical Data on margin percentage and volatility details

  • Member Disablement Data

  • Member proprietary positions & margins

2. Membership

  • Disciplinary Action against members

  • Details on Defaulter/ Expelled Members

  • Details of Regulatory Action taken against the Members 

  • Professional Clearing member/ ITCM List.

  • Eligibility Criteria and Fees, Deposits & Networth Requirements.

  • Membership- Formats.

  • List of surrender and ceased members.

  • Networth of Members (as on end of the previous financial year)

3. Risk Management

  • Details of Daily Margin and Daily Volatility.

  • Details of Monthly Margin

  • Daily Span Risk Parameter File.

  • Details of Settlement Guarantee Fund and Default Waterfall for the month. 

  • Contribution to core SGF

  • PFMI - Quantitative Disclosure.

4. Delivery

  • Monthly Settlement Calendar and delivery details.

  • Disclosure of delivery intent of the hedgers and non-hedgers.

  • Pay-in/Pay-out of commodities made by top 10 clients including hedgers.

  • Delivery Details Highest Lowest.

  • Commodity Receipts Information Systems (ComRIS)/ Countrywide Commodity Repository Limited (CCRL) delivery details.

  • Delivery procedure for Base Metal.

5.Warehouse Operations

  • List of approved assayers for the purpose of certification of quality of commodities to be delivered on Exchange.

  • Empanelment process and cancellation policy of Warehouse Service Providers (WSPs)

  • Storages charges for Base Metal and Bullion.

  • Information on commodities with deliverable period information (validity Matrix).

  • Daily Stock Position Summary Report and in Lots (for Metal)

  • Warehouse & Vault wise Stock Position.

  • Warehouse Report.

  • Commodity withdrawn report.

  • Commodity wise deposits held by top beneficiary owners

  • Details of commodity wise goods deposited by WSP related entity.

  • Daily Quality Parameter Report.

  • Load-In and Load-Out Capacity of accredited warehouses.

  • Code of Conduct for the WSPs, Warehouses & Assayers.

  • Norms relating to the Monitoring of Warehouses.

  • Stock audit report of accredited warehouses.

  • External Agri and base metals audit reports.

6. Grievance Redressal

  • Details of complaints received, redressed and pending for the past 3 financial years

  • Arbitration Awards

7. Finance, Accounts and Legal

  • Quarterly Financials 

  • Details of Settlement Guarantee Fund (SGF at the commencement of the month and investment policy for Core SGF

  • Credit Rating.

  • Details on Open Request for Proposals (RFPs)

  • Rules, Bye laws and Regulations 

8. Secretarial Information

  • Annual Report

  • Shareholding Pattern

  • Code of Conduct 

  • Intimation of Board Meeting

  • Outcome of Board Meeting 

  • AGM/ EGM Notice, outcome, transcript and proceedings

  • Financial Results

  • Composition of Committees constituted by the Board of Directors

  • Appointment of Directors and Key Management Personnel (KMPs)

  • Disclosures under various SEBI Regulations 

  • Policy for Recovery & Wind down Plan

  • Nomination & Remuneration Policy

  • Policy for Performance Evaluation/Review

  • Familiarization Programme Policy

  • Whistle Blower Policy

  • Policy on Disclosure of material Events and Information and determining materiality

  • Policy relating to Avoidance by Directors and Key Managerial Personnel of Conflict of Interest

  • Criteria of making payments to Non-Executive Directors

  • General Terms and Conditions for appointment of Independent Directors

  • Preservation and Retention of Document Policy

  • Policy on Related Party Transactions

  • Corporate Social Responsibility Policy

  • Dividend Distribution Policy

  • Archival Policy

  • POSH Policy

  • Compliance Report on Corporate Governance under SEBI (LODR) Regulations, 2015.

  • Investor Complaints Report under SEBI (LODR) Regulations, 2015

  • Reconciliation of Share Capital Audit Report.

  • Annual Secretarial Compliance Report

  • Memorandum of Association and Articles of Association of the company

  • Information to Shareholders (eligibility to become shareholder, updating KYC with RTA/DP, information to dematerialize shares)

  • Composition of Board of Directors and their brief profile.

  • Composition of Committees of the Board of Directors.

  • Name and contact details of concern officials for investor related queries or for investor grievance.

First Basket (Voluminous data not available on the website as a bulk download but can be provided on request)

At present there is no such data pertaining to clearing corporations.

DATA REQUEST: In accordance with SEBI Circular No. SEBI/HO/DEPA-II/DEPA-II_SRG/P/CIR/2024/178 dated December 20, 2024, any requests for data intended for research purposes may be sent to email: DL-datasharing@nsccl.co.in

Data seeker shall justify as to how the particular data sought is necessary for his/her/its/

their research project to test the specific hypothesis.

  • [1] This is an indicative list of the minimum data available on the websites of all clearing corporations. Some clearing corporations may offer additional data on their websites beyond what is required by regulation.

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